Anti-Money Laundering (AML), Investigator II - Transaction Monitoring Operations Fraud Team
Capital One is a financial services company that is seeking an Anti-Money Laundering (AML) Investigator II to support various AML processes for their lines of business. The role involves reviewing system-generated alerts for illicit activity, documenting investigative results, and ensuring compliance with AML regulations.
Responsibilities
- Review system generated alerts to assess presence of illicit activity that may require reporting based on Bank Secrecy Act (BSA)/AML requirements, conduct research as required, and document detailed results in written format
- Review system generated alerts, ad hoc alerts and departmental referrals, and address other applicable AML processes in accordance with regulations and time limitations
- Document investigative results in written format; provide sufficient research to support investigative decisions
- Complete and validate quality Suspicious Activity Reports (SARs) in accordance with procedures through Financial Crimes Enforcement Network (FinCEN)
- Escalate issues as appropriate for advanced investigation and analysis
- Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.)
- Engage with peers and team to support the AML collaborative environment
- Additional responsibilities as needed
Skills
- High School Diploma, GED, or equivalent certification
- At least 6 months of investigative or research experience
- At least 1 year of Microsoft Office or Google Suite experience
- Bachelor's Degree
- 1+ years of experience in Anti-Money Laundering (AML), Fraud, Investigations, or as an Analyst
- 6+ months of financial services industry experience
- 1+ years of experience in Investigations or Research
- Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crimes Investigator (CFCI), or other relevant certification(s) or industry-related association membership
Benefits
- Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
Company Overview